The BOOKPRESS | February 2000 |
For the last half-century
thousands of Cornell students have passed by these objects of technical
art with little knowledge of their history. Now, like modern archaeologists,
scholars are trying to reverse-engineer how these machines were meant to
work and to uncover the life and times of the man who created them.
For many in the
emerging industrial societies of the 19th century, technology was a benefactor
to humankind and its practitioners were seen as heroes. Poets such as Walt
Whitman lauded the arrival of the machine:
Two practical intellectuals
who embodied this connection between disciplines were Andrew Dickson White,
Cornell University’s first president, and Franz Reuleaux, a German engineering
professor who was the first President of the Royal Institute of Technology
in Berlin. White built mechanical machines as a boy and became a historian,
while Reuleaux designed machines professionally, translated Longfellow’s
poem Hiawatha into German, and quoted Goethe in his technical books.
Both men were prime movers in the creation of new technical universities,
traveled the world as representatives of their relatively new countries,
and socialized with the intellectual, business and political leaders of
their times. They not only shared in the optimism of the machine age, they
helped to create it.
Franz Reuleaux was
born in 1829 in a German village near Aachen (Aix-la-Chapelle). His father
and grandfather were both engineers and manufacturers of machinery and
the new steam engines. Franz received an engineering education at the technical
institute at Karlsruhe. After two years he went to the universities of
Berlin and Bonn to broaden his knowledge in classical subjects, including
philosophy and science. Perhaps it was there that he acquired his love
of Goethe, poetry, and his interest in the purity of the German language,
a cause he would later champion in the united Germany of the second Reich.
The early death
of his father called him back to the family business and the practical
profession of engineering. He married Charlotte Overbeck of Antwerp and
they had five children in the next dozen years. After publishing two popular
books on machine design, Reuleaux was asked to accept a professorship at
the new Technical Institute at Zurich. There he took an interest in the
design of machines. By the 1860s new inventions and machines were appearing
almost monthly—not unlike the blizzard of new software assaulting us today.
Machine design requires
the study of thermodynamics, materials, and dynamics (or kinematics, as
it was called then). In 1875 Reuleaux published a treatise that revolutionized
the kinematic design of mechanisms. His book was quickly translated into
French, Italian, and English.
Quoting Goethe,
Reuleaux proposed that the real quest for the machine engineer was not
the analysis of existing devices, but the discovery of the scientific principles
of invention itself: "Everything that we call Invention, discovery in
the higher sense, is the ultimate outcome of the original perception of
some truth." Thus Reuleaux sought the underlying insights that govern
the invention of new machines, not just the scientific laws but the process
of thinking: "I have attempted to show that Invention...is Thought,—if
we systematize that latter, we have prepared the way for the former."
Today this search for systematic thought processes in technology is known
as artificial intelligence (AI) and design synthesis. Ultimately, Reuleaux
conceded his failure to achieve a coherent system of scientific synthesis,
but the scope of his attempts remains impressive, especially considering
that he did not have the computer tools that are at the heart of AI today.
Central to Reuleaux’s
unique contribution was the creation of a symbolic language to classify
machines—a syntax of kinematic devices. In his quest for a grammar of machines
Reuleaux built the world’s largest collection of over 800 models. Using
his symbolic system along with his models, Reuleaux sought to deconstruct
every machine that had been or ever would be invented.
Reuleaux may have
had access to the 18th-century compendium titled Theatrum Machinarum
Generale that attempted to classify machines by function—mills, pumps,
construction devices, etc. At around the same time, the Swedish biologist
Linnaeus was constructing a taxonomy for plants and animals using ideas
of species, genus, family, orders, and kingdoms. Some of these biological
taxonomies were based on physical similarities and some on evolutionary
ancestors. At first Reuleaux also tried to classify machines according
to their function, such as place-changing machines or form-changing machines,
but he switched to a syntax-based methodology, inspired by linguistics
rather than biology.
Machines function
by channeling energy along certain paths. This focusing of the chaos of
molecules and heat into regular motions allows the user of the machine
to accomplish useful work. Reuleaux visualized each machine as a chain
of kinematic constraints, each determined by the geometric relation between
adjacent parts. A piston in a steam engine, for example, is confined to
slide back and forth in the cylinder. Each link on a bicycle chain is constrained
to rotate about an axis relative to the adjacent link, and so on. The key
to distinguishing one machine from another is the sequence of these different
linked pairs.
Reuleaux realized
that each kinematic pair could be written as a symbol—letters with superscripts
and subscripts—and the entire machine could be expressed as a sequence
of symbols. By consulting these symbols on a piece of paper Reuleaux believed
that someone who had never seen the originals could reconstruct the essential
machines, although the dimensions and materials might be different. Though
his Machine Age equivalent of the Genome Project was never finished, Reuleaux’s
models do represent a kind of visual dictionary of l9th century technology.
In his essay Technology
and Civilization, written in 1890, Reuleaux tries to determine the
characteristics of technologically developed societies. He rejects racial
and religious distinctions, noting the successes of the Chinese and the
Arabians centuries earlier, and he points out the acceleration of industrial
progress in Japan in the last quarter of the l9th century.
Using the metaphor
of the machine, where each component is strictly linked to the next, he
reasons that the technical progress of a "learned world" depends on the
societal linkages of raw materials, energy, transportation, communication,
and education. What Reuleaux calls "Scientific Technology" derives from
a society whose members are firmly educated in logic, reason, and the laws
of nature. Again Reuleaux quotes Goethe:
Reuleaux did acknowledge
some of the evils of technology, such as the transformation of craftsmen
into impersonal cogs of the factory machine. Still he believed these "deficiencies"
could be overcome: "Scientific technology has become the bearer of culture,
the powerful laborer in the service of civilization and the cultivation
of the races of man, and promises for a long future to add a line of greater
results than is at present attained."
One cannot understand
Reuleaux without looking at the milieu in which he grew up. His birth place
Aachen became a part of West Prussia after the defeat of Napoleon in 1814.
At the time, Germany was a collection of small kingdoms fending off the
two powers of Prussia and Austria. By 1890, Prussia and Bismark had united
Germany by force and made Berlin its imperial capital. At the beginning
of the l9th century Berlin was no more than a military barracks for the
King of Brandenburg; by the end of the century it was a great industrial
and cultural center of Europe. In spite of the Prussian suppression of
the liberal democratic revolution of 1848, Berlin remained a city with
a split personality. Royalists held political power, but there was also
a large population of liberals, socialists like Karl Marx, and an assortment
of small entrepreneurs and industrialists. Reuleaux clearly identified
himself with the latter two groups. Although a German nationalist who believed
in a strong role for the State in a modern technical society, he was also
an internationalist in his correspondence and travels.
Reuleaux took part
in the official World Expositions at Paris (1867), Vienna (1873), Philadelphia
(1876), Sidney (1879), and Melbourn (1881). These expositions were no theme
parks with ersatz Bavarian beer halls and Swiss chalets; they were competitive
events that involved industrial status, espionage, and national pride.
At Paris, for example, the French inventor Lenior had expected his new
internal combustion engine to win the gold medal. Reuleaux was on the jury
and insisted that all the engines be subjected to a fuel efficiency test.
As a result, the German engine of Otto and Langen was shown to be far more
efficient than the French and was awarded the gold medal.
Reuleaux was the
official German ambassador for the Centennial Exposition of 1876 in Philadelphia.
But this time his technical judgments were aimed at Germany itself. In
his small book published in German, Briefe aus Philadelphia (Letters
From Philadelphia), he criticized the German manufactures and exhibits
at the Exposition as "billig und schlecht," cheap and shoddy. He
lectured the Germans on the need for quality as well as low price. These
harsh words were taken very seriously in the new Germany, especially Reuleaux’s
emphasis on the role of the State in the promoting of education, industry,
and the welfare of the worker.
Reuleaux and Cornell
president Andrew D. White may have met at the 1876 Centennial, though Reuleaux’s
models were probably not shown there but in another exhibition the same
year at the Kensington Museum in London. They may have met again in Berlin
while White was the American Minister to Germany in 1879-81. Certainly
Reuleaux’s letter to White in 1882 (in English), announcing that the models
were ready for delivery to Ithaca, indicates that they had already met.
"I only wish I could have the pleasure to open the cases with you and explain
the objects at once to you and our friends. They will I am sure, make you
impatient for the next series," writes Reuleaux.
Seeing these models
today, with their precise craftsmanship and beauty of design, it is easy
to think of Reuleaux as a clever mechanic rather than the theoretician
that he was. Yet the various motions described by these mechanisms represent
mathematical models of geometric figures: cycloids, hypocycloids, peritrochoids—terms
now almost forgotten by mathematicians and engineers. Reuleaux created
his models to demonstrate the logical laws of mechanics and motion. Today,
many who visit the Cornell collection see them as works of art, even as
kinetic sculptures.
Francis C. Moon
is the Joseph Ford Professor of Mechanical Engineering at Cornell University.
Thy ponderous
side-bars, parallel and connecting rods,
gyrating, shuttling
at thy sides,
Thy metrical,
now welling pant and roar,
now tapering
in the distance.
Must we complete
our being’s circle
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